Tag Archives: Western American Securities Corporation

FINRA Fines Reef Securities For Misleading Communications

May 01, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Reef Securities (formerly known as Western American Securities Corporation) an oil and gas broker-dealer headquartered in Richardson Texas has been censured and fined $40,000.00 by Financial Industry Regulatory Authority (FINRA) based upon consenting to findings that the firm provided investment related documentation to customers that was comprised of unwarranted and misleading claims. Letter of Acceptance […]

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