Tag Archives: Wesley James Evans

JP Morgan Stockbroker Barred In Theft Investigation

July 11, 2020  |   Posted by :   |   Misappropriation of Funds, Stockbroker Theft   |   Comments Off on JP Morgan Stockbroker Barred In Theft Investigation

Wesley James Evans of Seattle Washington a stockbroker formerly registered with JP Morgan Securities LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he obstructed a FINRA investigation concerning allegations of his misappropriation of a customer’s funds. Letter of Acceptance Waiver […]

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