Tag Archives: Wellington Shields Co. LLC

Investors Bring Bad Municipal Bond Claims Against Wellington Shields

August 17, 2018  |   Posted by :   |   Investment and Regulatory News, Municipal Bond Fraud   |   0 Comments

Edward Ian Herbst of New York New York a stockbroker currently registered with Wellington Shields Co. LLC is referenced in a customer initiated investment related written complaint on February 28, 2018 where the customer sought $88,364.96 in damages based upon allegations that the customer sustained unjustified losses on municipal-debt investments. Financial Industry Regulatory Authority (FINRA) […]

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