Tag Archives: Wei-En Hua

Wells Fargo Broker Terminated For Unauthorized Trading

January 29, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Solomon Wei-En Hua (also known as Wei-En Hua) of West Covina California a stockbroker formerly registered with Wells Fargo Clearing Services LLC has been terminated by the firm on May 22, 2018 during the time that Hua was subject of an internal investigation into Hua possibly (1) trading in customer accounts without authorization (2) inappropriately […]

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