Tag Archives: Walter Marino

Legend Equities Stockbroker Charged With Unsuitable Recommendations

May 05, 2017  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Walter Marino, of Bohemia, New York, a stockbroker formerly registered with Legend Equities Corporation, was charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that he made unsuitable investment recommendations to customers and misrepresented the source of customer funds used to purchase investments. Department of Enforcement v. Walter Marino, No. 2015046537501 (Apr. 24, […]

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