Tag Archives: Wall Street Strategies

Wall Street Strategies Broker Suspended for False Advertising

September 28, 2015  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News   |   0 Comments

Louis Karl Kittlaus, a registered representative with Wall Street Strategies, Inc., was suspended for two years from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity, fined $25,000, and ordered to requalify by examination in order to become registered in any capacity in the securities industry according to an Extended Hearing […]

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