Tag Archives: Vision Brokerage Services LLC

Vision Brokerage Stockbroker Sanctioned For Selling Away Promissory Notes

November 04, 2020  |   Posted by :   |   Securities Arbitration Claims, Selling Away and Outside Activities   |   Comments Off on Vision Brokerage Stockbroker Sanctioned For Selling Away Promissory Notes

Dwight Lee Dykstra of Maitland Florida a stockbroker formerly employed by Vision Brokerage Services LLC has been fined $10,000.00 and suspended for one year from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Dykstra sold away from Vision Brokerage Services. Letter of Acceptance Waiver and Consent No. […]

Read More »