Tag Archives: Viet Van Nguyen

Pruco Broker Terminated For Unauthorized Activities

October 22, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Viet Van Nguyen (also known as Michael Viet Nguyen) of San Jose California a Pruco Securities LLC registered representative has been terminated on January 20, 2017 supported by accusations that Nguyen engaged in unauthorized activities while registered with the firm. Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on August 30, 2017, a […]

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