Tag Archives: Vanguard Capital

Vanguard Capital Stockbroker Suspended For Misconduct

John Amador Blakezuniga¬†of Irvine, California, a stockbroker formerly registered with Vanguard Capital, has been fined $25,000.00 and suspended for twenty-two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he made unsuitable investment recommendations to customers, falsified compliance documents, and entered into unauthorized borrowing […]

Read More »