Tag Archives: V10 Currency Index Cap

UBS Paying $19.5 for Fraud in Connection with Sale of Structured Notes

UBS is a Swiss corporation, and the owner of UBS Financial, which conducts business in the United States and is a member of the Financial Industry Regulatory Authority. In 2014, UBS, one of the largest issuers of structured notes in the world, issued and sold 2.7 billion in structured notes. Structured notes are securities issued […]

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