Tag Archives: Univest Investments Inc.

Univest Investments Pennsylvania Broker Barred in Investigation

November 15, 2015  |   Posted by :   |   Failure To Supervise, Forgery, Investment and Regulatory News   |   0 Comments

Jacob Lerman of Souderton, Pennsylvania, a registered representative of Univest Investments, Inc., was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he had failed to cooperate with a FINRA investigation into allegations that Lerman had committed forgery on customer documents. Letter of […]

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