Tag Archives: Tuan Phan

National Securities Corp Sued For Misrepresentation

September 14, 2017  |   Posted by :   |   Breach of Fiduciary Duty   |   0 Comments

Tuan Phan, of New York, New York, a stockbroker registered with National Securities Corp, is the subject of a customer initiated investment related arbitration claim, which settled on June 30, 2016, for $19,000.00 in damages supported by allegations of negligence in the handling of the customer’s investment account as well as misrepresentation and the breach […]

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