Tag Archives: Truitt Scott Ficklin

FINRA Bars Cetera Stockbroker In Investigation

June 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Truitt Scott Ficklin of Muncie Indiana a stockbroker formerly employed by Cetera Investment Services LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to provide FINRA with a response to the regulator’s request for Ficklin’s information. Case No. 2017055548901 […]

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