Tag Archives: Triad Advisors

Triad Advisors Tolmacs Barred In Investigation

Christopher Thomas TolmacsĀ of Portage Michigan, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he failed to cooperate with a FINRA investigation into allegations that Tolmacs engaged in unauthorized transactions with customers, made misleading statements in connection with such, and potentially converted customer […]

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