Tag Archives: Travis Kent Dillard

Customer Brings Arbitration Against Morgan Stanley Smith Barney

May 30, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Travis Kent Dillard, of Tucson, Arizona, a stockbroker formerly registered with Morgan Stanley, has been named in two customer initiated investment related arbitration claims on October 28, 2017, in which the customers collectively requested $1,000,000.00 in damages based upon allegations that Dillard, between 2011 and 2015, effected over-the-counter equity transactions in their accounts despite the […]

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