Tag Archives: Tracy Michelle Lund

Key Investment Services Broker Barred In Investigation

November 03, 2018  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Tracy Michelle Lund of Hillsborough Oregon a stockbroker formerly employed by Key Investment Services has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Lund failed to cooperate in a FINRA investigation into allegations of her suspicious transactions involving a customer’s account. Letter of Acceptance […]

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