Tag Archives: Tomas Juhan Velken

Investor Sues Sigma For Failure To Supervise TIC Sales

Tomas Juhan Velken of Lafayette California a stockbroker currently employed by Sigma Financial Corporation is referenced in a customer initiated investment related arbitration claim which was resolved for $28,195.50 in damages supported by accusations that the customer was placed into tenant in common investments which had not been adequately investigated by Sigma Financial Corporation or […]

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Sigma Financial Corporation Named In FINRA Arbitration

February 14, 2017  |   Posted by :   |   Securities Arbitration Claims, Tenants in Common (TICs)   |   0 Comments

Tomas Juhan Velken, of Lafayette, California, a stockbroker currently registered with Sigma Financial Corporation, has been named in a customer initiated investment related arbitration claim on June 6, 2016, in which the customer requested $1,600,000.00 in damages based upon allegations that Velken failed to reasonably conduct diligence concerning tenant in common investments which the customer […]

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