Tag Archives: Todd Joseph Pilosi

LPL Financial Stockbroker Sanctioned For Customer Loans

July 29, 2017  |   Posted by :   |   Customer Loans   |   0 Comments

Todd Joseph Pilosi, of Fresno, California, a stockbroker formerly registered with LPL Financial LLC, has been fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in unauthorized transactions involving customer funds. Letter of Acceptance, Waiver and Consent, No. 2016051455601 (Apr. […]

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