Tag Archives: Todd Alan Shanholtzer

Park Avenue Securities Broker Suspended For Mishandling Funds

August 31, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Todd Alan Shanholtzer, of Las Vegas, Nevada, a stockbroker formerly registered with Park Avenue Securities, LLC, has been fined $10,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from his firm, misused customer funds, and entered […]

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