Tag Archives: Timothy James Pandekakes

FINRA Sanctions Cadaret Grant Stockbroker For Twisting Annuity Policies

December 22, 2020  |   Posted by :   |   Investment and Regulatory News, Unsuitable Investment Recommendations   |   Comments Off on FINRA Sanctions Cadaret Grant Stockbroker For Twisting Annuity Policies

Timothy James Pandekakes of Yonkers New York a stockbroker formerly registered with Cadaret Grant Co. has been suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he gave unsuitable investment advice to customers of Cadaret Grant. Letter of Acceptance Waiver and Consent No. […]

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