Tag Archives: Timothy Bernard Cooney

FINRA Bars Allstate Stockbroker In Outside Business Activity Investigation

June 23, 2020  |   Posted by :   |   Selling Away and Outside Activities   |   Comments Off on FINRA Bars Allstate Stockbroker In Outside Business Activity Investigation

Timothy Bernard Cooney of Warren Rhode Island a stockbroker formerly associated with Allstate Financial Services has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he failed to cooperate with FINRA’s investigation into allegations of his undisclosed outside business activities while registered with the securities […]

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