Tag Archives: Thomas M. Phillips II

Wesbanco Securities Stockbroker Fined for Lying About Fees

Thomas M. Phillips II of Columbus Ohio, a registered representative with Wesbanco Securities, Inc., was censured and fined $10,000 after consenting to findings that he misstated fees associated with variable annuity transaction switch forms. Letter of Acceptance, Waiver and Consent, No. 2014039231201 (Dec. 4, 2015). According to the AWC, from November 2013 – September 2014, […]

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