Tag Archives: Thomas Leroy Studer

Thrivent Stockbroker Barred For Unauthorized Transactions

June 03, 2019  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Thomas Leroy Studer of The Villages Florida a stockbroker formerly employed by Thrivent Investment Management Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon accusations that Studer failed to cooperate with a FINRA investigation into allegations that Studer violated the firm’s policies and caused unauthorized […]

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