Tag Archives: Thomas J. Brenner

First American Securities President Barred

July 29, 2017  |   Posted by :   |   Investment and Regulatory News, Private Placement Fraud   |   0 Comments

Thomas J. Brenner, Jr., of Orrville, Ohio, a stockbroker formerly registered with First American Securities, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to provide FINRA staff with testimony in regard to his private placement sales activities. Letter […]

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