Tag Archives: Thomas Howard Oliphint

LPL Stockbroker Fired For Selling Away

September 22, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Thomas Howard Oliphint, of San Antonio, Texas, a stockbroker registered LPL Financial LLC, has been fired on November 28, 2016, based on allegations that engaged in outside business activities that were not approved by the company. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Oliphint has been identified in two customer initiated investment related […]

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