Tag Archives: Thomas Einar Gunnersen

Customer Sues UBS For Unauthorized Trading

August 02, 2017  |   Posted by :   |   Bond Fraud, Securities Arbitration Claims   |   0 Comments

Thomas Einar Gunnersen, of Greenwood Village, Colorado, a stockbroker formerly registered with UBS Financial Services, Inc., is the subject of a customer initiated investment related arbitration claim on August 19, 2016, in which the customer requested $31,873.00 in damages based upon allegations that Gunnersen was responsible for the customer’s losses on high yield bond transactions […]

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