Tag Archives: Thomas Duggan

Aegis Capital Corp Sued By Investors For Fraud

July 11, 2020  |   Posted by :   |   Securities Arbitration Claims, Securities Fraud, Stockbroker Negligence   |   Comments Off on Aegis Capital Corp Sued By Investors For Fraud

Thomas Duggan of Melville New York a stockbroker currently employed by Aegis Capital Corp has been identified in a customer initiated investment related arbitration claim where the customer sought $1,079,155.08 in damages founded on accusations of elder abuse relating to the customer’s investments between 2017 and 2019 while Duggan was employed by Aegis Capital Corp. […]

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Aegis Sued By Investors For Breach Of Fiduciary Duty

Thomas Duggan of Melville New York a stockbroker currently employed by Aegis Capital Corp. is the subject of a customer initiated investment related arbitration claim where the customer sought $80,000.00 in damages founded on accusations that (1) unfounded statements had been made about investments by the stockbroker (2) contractual obligations were not complied with and […]

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