Tag Archives: Thomas Brian Healy

Merrill Lynch Terminates Stockbroker For Cause

Thomas Brian Healy of Albany New York a stockbroker formerly registered with Merrill Lynch Pierce Fenner Smith Inc. has been discharged on July 24, 2017 supported by allegations that Healy failed to comply with Merrill Lynch’s policies and trainings. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Healy has been identified in three customer […]

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