Tag Archives: Thomas Alan Braley

Merrill Lynch Named In Customer Securities Arbitration

January 19, 2017  |   Posted by :   |   Investment and Regulatory News, Structured Products   |   0 Comments

Thomas Alan Braley, of Saginaw, Michigan, a stockbroker and financial advisor formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has been named in a customer initiated investment related arbitration claim which settled on December 2, 2016 for $75,000.00 in damages. The customer’s claim was based upon allegations that between January of 2013 and […]

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