Tag Archives: Thaddeus Peter McGaffey

Regulator Suspends Waddell Reed Stockbroker

September 14, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Thaddeus Peter McGaffey, of Bloomfield Hills, Michigan, a stockbroker formerly registered with Waddell & Reed, has been assessed a monetary penalty of $2,111.68 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a Decision containing findings that McGaffey failed to notify FINRA about the status of his […]

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