Tag Archives: Terry Xing-Zhao Wu

Thrivent Broker Fined For Outside Business Activities

November 28, 2017  |   Posted by :   |   Variable Annuites   |   0 Comments

Terry Xing-Zhao Wu, of San Francisco, California, a stockbroker formerly registered with Thrivent Investment Management, Inc. has been fined $7,500.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in outside business activities and solicited unauthorized life insurance investments. Letter of […]

Read More »