Tag Archives: Terranova Capital Equities

Terranova Capital Associates Stockbroker Suspended for Private Securities Transactions

James J. Nixon of Westport, Connecticut, a stockbroker with Terranova Capital Equities, was fined $15,000 and suspended for three months in all capacities from associating with any Financial Industry Regulatory Authority (FINRA) member after consenting to findings that he engaged in unauthorized private securities transactions and made misleading statements to investors. Letter of Acceptance, Waiver […]

Read More »