Tag Archives: Susan Clayton Moore

LPL Financial Slammed with Customer Arbitration

January 26, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Susan Clayton Moore, of Alexander City, Alabama, a stockbroker currently registered with LPL Financial LLC, has been named in a customer initiated investment related arbitration claim, which settled on March 17, 2016, for $85,000.00 in damages based upon allegations that from 2008 to 2015, Moore effected unsuitable exchange traded funds and real estate investment trust […]

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