Tag Archives: Summer Street Research Partners

Summer Street Principal Suspended For Failure To Supervise

January 26, 2017  |   Posted by :   |   Failure To Supervise, Hedge Funds   |   0 Comments

Cyrus M. Alphonse, of Boston, Massachusetts, a former registered principal with Summer Street Research Partners, has been fined $10,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any principal capacity based upon consenting to findings that, inter alia, he failed to supervise a subordinate registered representativeā€™s private securities transactions. Letter […]

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