Tag Archives: Success Trade Securities Inc.

Regulator Affirms Success Trade Securities Sanctions

October 16, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Success Trade Securities, Inc., a broker-dealer headquartered in District of Columbia, as well as its president and chief compliance officer, Fuad Ahmed, were subject of a Securities and Exchange Commission (SEC) Opinion holding that the firm and Ahmed committed fraud and effected unregistered securities offers and sales. In the Matter of the Application of Fuad […]

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