Tag Archives: StockCross Financial Services Inc.

Massachusetts Residents Defrauded In UIT Scheme

An Enforcement Action was commenced against StockCross Financial Services, Inc. and one of its registered representatives, Peter Edward Cunningham by The Commonwealth of Massachusetts, Office of the Secretary of the Commonwealth, Securities Division for fraud in connection with the sale of securities and the violation of the Massachusetts Uniform Securities. StockCross is a registered securities […]

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StockCross Broker Barred For Obstructing Investigation

May 31, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Herbert Voss Jr. of Beverly Hills California a stockbroker registered with StockCross Financial Services Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate with FINRA in an investigation into accusations of his unauthorized trading in customer accounts. […]

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