Tag Archives: Steven S. Maher Sr.

Next Financial Stockbroker Sanctioned By FINRA

March 12, 2020  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Steven S. Maher Sr.of Oradell New Jersey a stockbroker formerly registered with Next Financial Group has been fined $10,000.00 and suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings of Maher causing customers to provide him with signed but otherwise incomplete disclosure forms relating […]

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