Tag Archives: Steven Roland Knuttila

Capital Financial Sued For Breach Of Fiduciary Duty

Steven Roland Knuttila of Perham Minnesota a stockbroker formerly employed by Capital Financial Services Inc. is referenced in a customer initiated investment related arbitration claim where the customer sought more than $5,000.00 in estimated damages supported by accusations that (1) a contract had been violated (2) fiduciary obligations to the customer failed to be complied […]

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FINRA Bars Capital Financial Broker For Obstruction

Steven Roland Knuttila of Pernam Minnesota a stockbroker formerly registered with Capital Financial Services Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Knuttila failed to cooperate with a FINRA investigation into allegations of his unsuitable investment recommendations. Letter of Acceptance […]

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Capital Financial Services Sued for Unsuitability

Steven Roland Knuttila, of Perham, Minnesota, a stockbroker currently registered with Capital Financial Services, Inc., has been named in a customer initiated investment related arbitration claim on February 20, 2017, in which the customer requested $139,722.14 in damages based upon allegations that Knuttila made unsuitable investment recommendations to the customer concerning investments in real estate, […]

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