Tag Archives: Steven M. Wisniewski

Cambridge Investment Research Stockbroker Suspended For Forgery

August 25, 2016  |   Posted by :   |   Failure To Supervise, Forgery, Investment and Regulatory News   |   0 Comments

Steven M. Wisniewski, of Phoenixville, Pennsylvania, a stockbroker with Cambridge Investment Research, Inc., was fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in all capacities after consenting to findings that he forged customer signatures on accounts documents. Letter of Acceptance, Waiver and Consent, No. 2015044110101 (July 22, 2016). According […]

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