Tag Archives: Steven John Szmak

Customer Sues Wells Fargo Advisors For Suitability

August 17, 2017  |   Posted by :   |   Bond Fraud, Investment and Regulatory News   |   0 Comments

Steven John Szmak, of Flemington, New Jersey, is the subject of a customer initiated investment related arbitration claim on July 21, 2015, in which the customer requested $51,596.00 in damages based upon allegations that Szmak made unsuitable investment recommendations to the customer about corporate debt investments effected in the customer’s account. Financial Industry Regulatory Authority […]

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