Tag Archives: Steven Farr Davis

Royal Alliance Stockbroker Barred From Massachusetts For Annuity Misconduct

February 25, 2020  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Steven Farr Davis (also known as Steve Davis) of Wakefield Massachusetts a stockbroker registered with Royal Alliance Associates Inc. has been ordered to (1) cease and desist from violating securities laws or regulations (2) pay a $20,000.00 fine (3) disgorge ill-gotten gains and (4) refrain from seeking registration as a stockbroker or investment adviser representative […]

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