Tag Archives: Steven Dash

Regulator Expels Hallmark Investments

August 17, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Hallmark Investments, Inc., a broker-dealer headquartered New York City, as well as the firm’s chief executive officer, Steven Dash, and stockbroker, Stephen Zipkin, have been sanctioned by Financial Industry Regulatory Authority (FINRA) pursuant to an Office of Hearing Officers Order Accepting Offer of Settlement containing findings that the firm and staff defrauded customers. Department of […]

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