Tag Archives: Stephen Robert Shopoff

Shopoff Of Shopoff Securities Investigated For Fraud

August 17, 2018  |   Posted by :   |   Investment and Regulatory News, Securities Fraud   |   0 Comments

Stephen Robert Shopoff of Irvine California the senior vice president of investor relations at Shopoff Securities Inc. is the subject of a Financial Industry Regulatory Authority (FINRA) Investigation, where FINRA has come to a preliminary conclusion about pursuing a disciplinary action against Shopoff for committing fraud. Wells Notice Examination #20160483935 (Dec. 18, 2017). According to […]

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