Tag Archives: Stephen Paul Florio

Raymond James Stockbroker Sanctioned For Unauthorized Trading

September 14, 2020  |   Posted by :   |   Unauthorized Trading   |   Comments Off on Raymond James Stockbroker Sanctioned For Unauthorized Trading

Stephen Paul Florio (also known as Flo Florio and as Florio Paul Stephen) of Fort Lauderdale Florida a stockbroker formerly employed by Raymond James Associates Inc. has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Florio effected trades in a Raymond […]

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