Tag Archives: Stephen Joe Williams

Investors Accuse Next Financial Of Providing Bad Investment Advice

Stephen Joe Williams of Madison Alabama a stockbroker currently registered with Next Financial Group is the subject of a customer initiated investment related written complaint which was resolved for $24,000.00 on November 2, 2018 supported by accusations that the customer was sold illiquid and inappropriate real estate securities that have since become worthless. Financial Industry […]

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Next Financial Sued By Customer For Suitability

January 09, 2018  |   Posted by :   |   Investment and Regulatory News, Non-traded REITs   |   0 Comments

Stephen Joe Williams of Madison, Alabama, a stockbroker currently registered with NEXT Financial Group, Inc., is the subject of a customer initiated investment related arbitration claim, in which the customer requested $50,000.00 in damages based upon allegations that Williams effected unsuitable real estate investment trust transactions in the customer’s account. Financial Industry Regulatory Authority (FINRA) […]

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