Tag Archives: Stephen George Kowalski

Investors Sue Hennion Walsh For Municipal Bond Misconduct

August 28, 2019  |   Posted by :   |   Investment and Regulatory News, Municipal Bond Fraud   |   0 Comments

Stephen George Kowalski of Parsippany a stockbroker currently registered with Hennion Walsh Inc. is the subject of a customer initiated investment related arbitration claim which was settled for $1,000,000.00 in damages supported by allegations that between 2012 and 2017, municipal debt purchases were inappropriate for the customer and resulted in the customer incurring unwarranted losses. […]

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Hennion Walsh Sued By Customer For Suitability

February 20, 2018  |   Posted by :   |   Investment and Regulatory News, Municipal Bond Fraud   |   0 Comments

Stephen George Kowalski of Parsippany New Jersey is a stockbroker currently registered with Hennion and Walsh who is the subject of a customer initiated investment related arbitration claim in which the customer sought six hundred seventy thousand dollars in damages based upon accusations that municipal debt purchases were effected in customers’ accounts that were not […]

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