Tag Archives: State Farm VP Management Corp

State Farm Broker Fired For Misuse Of Investor Funds

Perry Davis Stalvey of Bloomington Illinois a stockbroker formerly registered with State Farm VP Management Corp. was discharged on February 6, 2018 based upon the firm’s allegations that Stalvey misused money that was provided to him by a customer of the firm pertaining to an investment transaction. FINRA Public Disclosure reveals that Stalvey is also […]

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FINRA Bars State Farm Broker In Investigation

November 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael W. Benjamin of Bloomington Illinois a stockbroker formerly employed by State Farm VP Management Corp. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to comply with FINRA’s requests for his information which possibly concerned the basis behind his […]

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State Farm Broker Barred In Investigation

Vincent Santoro of Lake Mary Florida a stockbroker formerly employed by State Farm VP Management Corp has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to provide recorded testimony before FINRA personnel. Letter of Acceptance Waiver and Consent No. 2018056843801 […]

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State Farm Stockbroker Barred For Stealing

SM Imaze Hasnain, of Roseville, California, a stockbroker with State Farm VP Management Corp, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he obstructed a FINRA investigation into allegations of his misappropriation of customer funds and acceptance of unauthorized loans from customers. […]

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