Tag Archives: Stanley Scott Garrison

LPL Financial Stockbroker Suspended For Selling Away

August 15, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Stanley Scott Garrison, of Bakersfield, California, a stockbroker formerly registered with LPL Financial LLC, has been fined $10,000.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in outside business activities that were not approved by the firm […]

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