Tag Archives: Stacey Lee Rognon

IMS Securities Named In FINRA Arbitration

April 20, 2017  |   Posted by :   |   Over Concentration, Securities Arbitration Claims   |   0 Comments

Stacey Lee Rognon, of Houston, Texas, a stockbroker currently registered with IMS Securities, Inc., has been named in a customer initiated investment related arbitration claim on July 15, 2016, in which the customer requested $3,000,000.00 in damages based upon allegations that Rognon made misrepresentations to the customer concerning investments, breached his fiduciary obligations to the […]

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