Tag Archives: Silver Oak Securities

Silver Oak Securities Named In Customer Complaint

January 19, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

John Bernard Steffen, of Florence, Kentucky, an insurance broker formerly registered with Silver Oak Securities, Inc., has been named in a customer initiated written complaint on June 23, 2016, in which the customer requested $285,000.00 in damages based upon allegations that Steffen churned the customer’s account, breached his fiduciary duty, and effected unsuitable variable annuity […]

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